No, But Really, What Do You Do?

Episode 3: Rebecca, VP, Fixed Income Compliance

Blaike Hannay Season 1 Episode 3

No, but really, what do you do in compliance? Rebecca shares how many different ways compliance officers act as partners in their business: to the sales and trading teams she interacts with daily on the trading floor; to the industry regulators writing new rules that her group later helps to implement; to the technology teams that build the systems and infrastructure to ensure the business can comply with regulations. Plus, she highlights the importance of PowerPoint skills!

- About your job – 1:01
- About your skills – 11:28
- About your team and industry engagement – 17:10 
- About your challenges and successes – 22:17

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